Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFP Capital LLP (no longer approved here)

    FRN 413310

    • CF10 Compliance Oversight (1 Jul 2008 to 13 Mar 2015)
    • CF11 Money Laundering Reporting (1 Jul 2008 to 13 Mar 2015)
    • CF30 Customer (4 Jan 2008 to 8 Dec 2019)
    • CF4 Partner (4 Jan 2008 to 15 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.