Ian Backhouse

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroders IS Limited (no longer approved here)
FRN 195028
- [FCA CF] Significant management (9 Sep 2020 to 13 May 2024)
OTC Europe LLP (no longer approved here)
FRN 507219
- CF30 Customer (4 Oct 2012 to 28 Mar 2013)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (2 Nov 2010 to 30 Jun 2012)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (30 Jun 2004 to 20 Oct 2004)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF21 Investment Adviser (9 Nov 2004 to 31 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.