Iain James Mather

• TENAX CAPITAL LIMITED

  FRN 407394

  • SMF16 Compliance Oversight (since 12 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Aug 2024)
• EFG Asset Management (UK) Limited (no longer approved here)

  FRN 536771

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jul 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2024)
  • CF10 Compliance Oversight (7 Apr 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (7 Apr 2016 to 8 Dec 2019)
• Principal Global Investors (Europe) Limited (no longer approved here)

  FRN 191120

  • CF10 Compliance Oversight (2 Jan 2008 to 1 Mar 2011)
  • CF11 Money Laundering Reporting (2 Jan 2008 to 1 Mar 2011)
• DWS Investments UK Limited (no longer approved here)

  FRN 429806

  • CF10 Compliance Oversight (10 Apr 2006 to 30 Jun 2006)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • CF10 Compliance Oversight (16 Dec 2005 to 10 Mar 2006)
• Janus Henderson Fund Management UK Limited (no longer approved here)

  FRN 121859

  • CF10 Compliance Oversight (16 Dec 2005 to 10 Mar 2006)

No changes recorded yet.