Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cornerstone Private Equity LLP (no longer approved here)

    FRN 479133

    • [FCA CF] Client dealing (15 Sep 2022 to 30 Jan 2023)
    • SMF27 Partner (2 Sep 2022 to 30 Jan 2023)
  • The Smithfield Group Limited (no longer approved here)

    FRN 808105

    • SMF16 Compliance Oversight (9 Mar 2021 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Mar 2021 to 1 Nov 2021)
    • SMF3 Executive Director (9 Mar 2021 to 1 Nov 2021)
  • Next Wave Partners LLP (no longer approved here)

    FRN 458232

    • CF4 Partner (8 Feb 2018 to 15 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.