Next Wave Partners LLP

Date authorised
1 April 2013
Companies House
OC322169
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Next Wave Partners LLP
    87-89 Baker Street
    London
    Westminster
    W1U 6RJ
    UNITED KINGDOM
    Phone
    +4407766882964
    Web
    https://www.nextwavepartners.co.uk

  • Complaints Contact

    Next Wave Partners LLP
    87-89 Baker Street
    London
    Westminster
    W1U 6RJ
    UNITED KINGDOM
    Phone
    +4407766882964

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Five Arrows Investments Limited

    IRN XXF01027

    • CF4 Partner (19 Sep 2007 to 15 Dec 2010)
  • . Next Wave Corporate Member Limited

    IRN XXN01073

    • CF4 Partner (16 Jul 2014 to 21 Jun 2016)
  • . Usina Holdings Limited as trustee of The

    IRN XXU01004

    • CF4 Partner (19 Sep 2007 to 14 Apr 2011)
  • Carolyn Lucy Maddox

    IRN CLM01049

    • SMF27 Partner (9 Dec 2019 to 18 Mar 2020)
    • CF4 Partner (14 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (11 Jan 2012 to 8 Dec 2019)
  • Helen Alexandra Catherine Kilsby

    IRN HAK01006

    • CF4 Partner (8 Feb 2018 to 15 Nov 2019)
  • Jonathan Brod

    IRN JXB02298

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (4 Dec 2006 to 8 Dec 2019)
    • CF27 Investment Management (4 Dec 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 Dec 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2006 to 8 Dec 2019)
  • Michael George Pappas

    IRN MGP00022

    • CF30 Customer (1 Nov 2007 to 3 Sep 2012)
    • CF27 Investment Management (4 Dec 2006 to 31 Oct 2007)
  • Robert Dean MacKenzie

    IRN RDM01142

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
  • Stephen Roderick Walls

    IRN SRW01087

    • CF30 Customer (1 Nov 2007 to 30 Jun 2018)
    • CF27 Investment Management (4 Dec 2006 to 31 Oct 2007)
    • CF3 Chief Executive (4 Dec 2006 to 30 Jun 2018)
    • CF4 Partner (4 Dec 2006 to 30 Jun 2018)
    • CF8 Apportionment and Oversight (4 Dec 2006 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.