The Smithfield Group Limited

Date authorised
8 October 2018
Companies House
11074871
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Berkeley Square
    Mayfair
    London
    W1J 5BF
    UNITED KINGDOM
    Phone
    +4407786035558
    Web
    https://www.thesmithfieldgroup.com

  • Complaints Contact

    35 Berkeley Square
    Mayfair
    London
    W1J 5BF
    UNITED KINGDOM
    Phone
    +4407786035558

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Alexandra Catherine Kilsby

    IRN HAK01006

    • SMF16 Compliance Oversight (9 Mar 2021 to 1 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Mar 2021 to 1 Nov 2021)
    • SMF3 Executive Director (9 Mar 2021 to 1 Nov 2021)
  • Jock Paton

    IRN JXP02111

    • [FCA CF] Client dealing (since 4 Nov 2020)
  • John Arney

    IRN JAA01064

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jul 2022)
    • SMF16 Compliance Oversight (since 14 Jul 2022)
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
    • CF1 Director (8 Oct 2018 to 8 Dec 2019)
  • Julian Philipp Ameler

    IRN JPA01068

    • SMF3 Executive Director (since 17 Aug 2023)
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Kalina Forbes

    IRN KXF00153

    • [FCA CF] Client dealing (3 Jan 2022 to 13 Oct 2023)
  • Thomas Matthew George Corrin

    IRN TMC01038

    • [FCA CF] Client dealing (4 Nov 2020 to 11 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2023)
    • CF10 Compliance Oversight (8 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2018 to 8 Dec 2019)
    • CF1 Director (8 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.