Thomas Matthew George Corrin

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Smithfield Group Limited (no longer approved here)

    FRN 808105

    • [FCA CF] Client dealing (4 Nov 2020 to 11 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 11 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Mar 2021)
    • CF10 Compliance Oversight (8 Oct 2018 to 8 Dec 2019)
    • CF1 Director (8 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • CF30 Customer (13 Nov 2008 to 17 Mar 2009)
    • CF1 Director (13 Nov 2008 to 17 Mar 2009)
  • TDR Capital LLP (no longer approved here)

    FRN 216708

    • CF30 Customer (1 Nov 2007 to 15 May 2008)
    • CF4 Partner (21 Jun 2006 to 15 May 2008)
    • CF27 Investment Management (21 Jun 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.