John Arney

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Smithfield Group Limited

    FRN 808105

    • SMF16 Compliance Oversight (since 14 Jul 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jul 2022)
    • [FCA CF] Client dealing (since 4 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (8 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • CF8 Apportionment and Oversight (1 Jun 2009 to 18 Dec 2018)
    • CF3 Chief Executive (1 Jun 2009 to 18 Dec 2018)
    • CF30 Customer (1 Nov 2007 to 18 Dec 2018)
    • CF27 Investment Management (6 Dec 2002 to 31 Oct 2007)
    • CF1 Director (6 Dec 2002 to 18 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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