Cornerstone Private Equity LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Bruce Malcolm Gordon
IRN XXG01051
- SMF16 Compliance Oversight (since 13 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2025)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (3 Dec 2013 to 8 Dec 2019)
Christopher Henry Collins
IRN CHC01025
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2025)
- CF11 Money Laundering Reporting (1 May 2008 to 8 Dec 2019)
- CF30 Customer (1 May 2008 to 8 Dec 2019)
- CF4 Partner (1 May 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
- CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
David Stephen Lilley
IRN DSL01021
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 May 2008 to 8 Dec 2019)
- CF4 Partner (1 May 2008 to 8 Dec 2019)
Helen Alexandra Catherine Kilsby
IRN HAK01006
- [FCA CF] Client dealing (15 Sep 2022 to 30 Jan 2023)
- SMF27 Partner (2 Sep 2022 to 30 Jan 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.