Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cornerstone Private Equity LLP
FRN 479133
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Jan 2025)
- CF10 Compliance Oversight (1 May 2008 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 May 2008 to 8 Dec 2019)
- CF4 Partner (1 May 2008 to 8 Dec 2019)
- CF30 Customer (1 May 2008 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 May 2008 to 31 Mar 2009)
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Cornerstone Corporate Finance LLP
FRN 615247
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Aug 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.