Cornerstone Corporate Finance LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Cornerstone Corporate Finance LLP, Rex House 4-12Regent StreetLondonSW1Y 4PEUNITED KINGDOM- Phone
- +4407879442157
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Complaints Contact
Cornerstone Corporate Finance LLPRex House4-12 Regent StreetLondonLondonSW1Y 4PEUNITED KINGDOM- Phone
- +4407879442157
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Benjamin Antony Patrick Hewetson
IRN BAH01031
- [FCA CF] Client dealing (19 Oct 2021 to 20 Sep 2022)
- CF30 Customer (13 Feb 2015 to 8 Dec 2019)
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Christopher Henry Collins
IRN CHC01025
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (1 Aug 2014 to 8 Dec 2019)
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David Stephen Lilley
IRN DSL01021
- [FCA CF] Client dealing (since 19 Oct 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF4 Partner (1 Aug 2014 to 8 Dec 2019)
- CF30 Customer (1 Aug 2014 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Aug 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Aug 2014 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.