Date authorised
1 August 2014
Companies House
OC389207
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cornerstone Corporate Finance LLP, Rex House 4-12
    Regent Street
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +4407879442157
  • Complaints Contact

    Cornerstone Corporate Finance LLP
    Rex House
    4-12 Regent Street
    London
    London
    SW1Y 4PE
    UNITED KINGDOM
    Phone
    +4407879442157

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Antony Patrick Hewetson

    IRN BAH01031

    • [FCA CF] Client dealing (19 Oct 2021 to 20 Sep 2022)
    • CF30 Customer (13 Feb 2015 to 8 Dec 2019)
  • Christopher Henry Collins

    IRN CHC01025

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Aug 2014 to 8 Dec 2019)
  • David Stephen Lilley

    IRN DSL01021

    • [FCA CF] Client dealing (since 19 Oct 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (1 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (1 Aug 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.