Bruce Malcolm Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cornerstone Private Equity LLP

    FRN 479133

    • SMF16 Compliance Oversight (since 13 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (3 Dec 2013 to 8 Dec 2019)
  • Thames Valley Capital Limited

    FRN 649960

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2015 to 8 Dec 2019)
    • CF1 Director (1 Apr 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2015 to 8 Dec 2019)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF1 Director (AR) (5 Mar 2009 to 31 Mar 2015)
    • CF30 Customer (5 Mar 2009 to 31 Mar 2015)
  • Thames Valley Capital Limited (no longer approved here)

    FRN 496894

    • Employed By (5 Mar 2009 to 31 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

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