Gregory John Carter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Esure Services Limited (no longer approved here)

    FRN 312063

    • [FCA CF] Significant management (9 Dec 2019 to 26 Jun 2020)
  • esure Insurance Limited (no longer approved here)

    FRN 203350

    • [FCA CF] Significant management (3 Jul 2019 to 26 Jun 2020)
    • [FCA CF] Material risk taker (3 Jul 2019 to 26 Jun 2020)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • CF11 Money Laundering Reporting (3 Nov 2017 to 20 Nov 2017)
    • CF10 Compliance Oversight (3 Nov 2017 to 20 Nov 2017)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • CF10 Compliance Oversight (4 Aug 2017 to 10 Nov 2017)
    • CF11 Money Laundering Reporting (4 Aug 2017 to 10 Nov 2017)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • CF10 Compliance Oversight (4 Aug 2017 to 10 Nov 2017)
    • CF11 Money Laundering Reporting (4 Aug 2017 to 10 Nov 2017)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF11 Money Laundering Reporting (4 Aug 2017 to 10 Nov 2017)
    • CF10 Compliance Oversight (4 Aug 2017 to 10 Nov 2017)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (15)CF11 Money Laundering Reporting (4 Aug 2017 to 10 Nov 2017)
    • (16)CF10 Compliance Oversight (4 Aug 2017 to 10 Nov 2017)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF10 Compliance Oversight (1 Jan 2016 to 2 Nov 2016)
  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • CF10 Compliance Oversight (7 Jul 2014 to 31 Jul 2015)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF29 Significant management (17 Apr 2009 to 1 Apr 2010)
    • Responsible for Insurance Mediation (17 Apr 2009 to 1 Apr 2010)
    • CF28 Systems and controls (1 Dec 2007 to 1 Apr 2010)
    • CF11 Money Laundering Reporting (1 Dec 2007 to 1 Apr 2010)
    • CF10 Compliance Oversight (1 Dec 2007 to 1 Apr 2010)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (15)CF11 Money Laundering Reporting at Engage Mutual Funds Limited

  2. controlled function added: (16)CF10 Compliance Oversight at Engage Mutual Funds Limited