Gregory John Carter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF28 Systems and controls (1 Nov 2007 to 30 Apr 2008)
    • CF10 Compliance Oversight (22 Mar 2006 to 30 Apr 2008)
    • CF11 Money Laundering Reporting (22 Mar 2006 to 30 Apr 2008)
    • CF14 Risk Assessment (22 Mar 2006 to 31 Oct 2007)
    • CF15 Internal Audit (22 Mar 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2006 to 22 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (15)CF11 Money Laundering Reporting at Engage Mutual Funds Limited

  2. controlled function added: (16)CF10 Compliance Oversight at Engage Mutual Funds Limited