Graeme Summers

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zeus Capital Limited (no longer approved here)
FRN 224621
- SMF3 Executive Director (26 Nov 2024 to 16 Oct 2025)
- [FCA CF] Client dealing (11 Sep 2024 to 16 Oct 2025)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (6 Jul 2018 to 8 Dec 2019)
Bamburgh Capital Limited (no longer approved here)
FRN 565367
- CF30 Customer (13 Sep 2016 to 10 Jul 2018)
- CF1 Director (13 Sep 2016 to 10 Jul 2018)
- CF29 Significant management (13 Sep 2016 to 10 Jul 2018)
Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (5 Nov 2014 to 6 Nov 2015)
SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)
FRN 453676
- CF30 Customer (3 Oct 2012 to 7 Feb 2013)
Singer Capital Markets Advisory LLP (no longer approved here)
FRN 568323
- CF30 Customer (27 Feb 2012 to 21 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.