Bamburgh Capital Limited

Date authorised
1 April 2013
Companies House
07155076
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Royal Exchange
    6th Floor
    St Anns Square
    Manchester
    M2 7FE
    UNITED KINGDOM
    Phone
    +441612407550
    Web
    https://www.bamburghcapital.com

  • Complaints Contact

    The Royal Exchange
    6th Floor
    St Anns Square
    Manchester
    M2 7FE
    UNITED KINGDOM
    Phone
    +447730049685

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander James Clarkson

    IRN AJC01268

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Nov 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Nov 2021)
    • CF10 Compliance Oversight (1 Dec 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2011 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2011 to 8 Dec 2019)
  • Alexander John Wilson

    IRN AXW00903

    • [FCA CF] Client dealing (since 22 Jul 2024)
  • Christopher David Brinsmead

    IRN CDB01147

    • CF2 Non Executive Director (1 Dec 2011 to 2 Jul 2019)
  • David Eric Evans

    IRN DEE01014

    • CF1 Director (1 Dec 2011 to 4 Apr 2017)
    • CF30 Customer (1 Dec 2011 to 4 Apr 2017)
  • Edward John Thompson

    IRN EXT00069

    • [FCA CF] Client dealing (1 Jul 2020 to 11 Mar 2022)
  • Gabriel Schwalbe

    IRN GXS00319

    • [FCA CF] Client dealing (since 9 Nov 2020)
  • Graeme Summers

    IRN GXS01210

    • CF30 Customer (13 Sep 2016 to 10 Jul 2018)
    • CF29 Significant management (13 Sep 2016 to 10 Jul 2018)
    • CF1 Director (13 Sep 2016 to 10 Jul 2018)
  • Janet Young

    IRN JXY01094

    • CF1 Director (10 May 2012 to 22 Jan 2016)
  • Kevin William Wilson

    IRN KWW01017

    • CF1 Director (1 Dec 2011 to 22 Jan 2016)
    • CF30 Customer (1 Dec 2011 to 22 Jan 2016)
  • Michael Adrian Gare

    IRN MAG01144

    • CF30 Customer (20 Mar 2013 to 22 Jan 2016)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.