Date authorised
1 April 2013
Companies House
07155076
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Royal Exchange
    6th Floor
    St Anns Square
    Manchester
    M2 7FE
    UNITED KINGDOM
    Phone
    +441612407550
  • Complaints Contact

    The Royal Exchange
    6th Floor
    St Anns Square
    Manchester
    M2 7FE
    UNITED KINGDOM
    Phone
    +447730049685

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Parkinson

    IRN MJP01179

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2026)
    • SMF16 Compliance Oversight (since 14 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (19 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2016 to 8 Dec 2019)
  • Murdo Montgomery

    IRN MXM01447

    • [FCA CF] Manager of certification employee (1 Jul 2021 to 30 Apr 2024)
    • [FCA CF] Client dealing (1 Jul 2020 to 30 Apr 2024)
    • [FCA CF] Significant management (1 Jul 2020 to 30 Apr 2024)
  • Omar Ahmed

    IRN OXA00119

    • [FCA CF] Client dealing (6 Jul 2023 to 5 Jan 2024)
  • Paul Cooper

    IRN PXC02054

    • CF2 Non Executive Director (9 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
  • Richard David Evans

    IRN RDE01014

    • [FCA CF] Client dealing (since 6 Jul 2023)
    • SMF3 Executive Director (26 Jun 2023 to 12 Aug 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Feb 2022 to 28 Feb 2026)
    • SMF16 Compliance Oversight (13 Feb 2022 to 28 Feb 2026)
  • Stephen O'Hara

    IRN SXO01304

    • CF2 Non Executive Director (14 May 2012 to 4 Apr 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.