Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 14 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Mar 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (19 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2016 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF30 Customer (4 Oct 2012 to 10 May 2013)
  • Singer Capital Markets Advisory LLP (no longer approved here)

    FRN 568323

    • CF30 Customer (9 Jan 2012 to 19 Nov 2012)
    • CF4 Partner (9 Jan 2012 to 14 Sep 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.