Alexander James Clarkson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bamburgh Capital Limited

    FRN 565367

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Nov 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Nov 2021)
    • CF11 Money Laundering Reporting (1 Dec 2011 to 8 Dec 2019)
    • CF1 Director (1 Dec 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2011 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2011 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2011 to 8 Dec 2019)
  • Palatine Private Equity LLP (no longer approved here)

    FRN 441913

    • CF4 Partner (12 Jan 2011 to 14 Nov 2019)
  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • CF30 Customer (1 Nov 2007 to 9 Sep 2011)
    • CF10 Compliance Oversight (7 Mar 2007 to 29 Jan 2010)
    • CF1 Director (7 Mar 2007 to 9 Sep 2011)
    • CF11 Money Laundering Reporting (7 Mar 2007 to 29 Jan 2010)
    • CF23 Corporate Finance Adviser (20 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.