Gerald Kelly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • People's Administration Services Limited (no longer approved here)

    FRN 122787

    • SMF16 Compliance Oversight (30 Jun 2021 to 4 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2021 to 4 Sep 2021)
  • B & C E Insurance Limited (no longer approved here)

    FRN 177791

    • SMF4 Chief Risk (30 Jun 2021 to 4 Sep 2021)
    • SMF16 Compliance Oversight (30 Jun 2021 to 4 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jun 2021 to 4 Sep 2021)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • SMF16 Compliance Oversight (29 Jul 2019 to 6 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Aug 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 9 Aug 2019)
  • Gresham Insurance Company Limited (no longer approved here)

    FRN 202160

    • SMF16 Compliance Oversight (29 Jul 2019 to 6 Dec 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Aug 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 9 Aug 2019)
  • The Ocean Marine Insurance Company Limited (no longer approved here)

    FRN 202787

    • SMF16 Compliance Oversight (29 Jul 2019 to 6 Dec 2019)
    • [PRA CF] Key function holder (10 Dec 2018 to 9 Aug 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 9 Aug 2019)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF16 Compliance Oversight (10 Dec 2018 to 6 Dec 2019)
    • CF10 Compliance Oversight (20 Dec 2017 to 9 Dec 2018)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF10 Compliance Oversight (20 Dec 2017 to 6 Dec 2019)
  • BUPA Insurance Limited (no longer approved here)

    FRN 203332

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Oct 2017)
    • CF28 Systems and controls (23 Sep 2013 to 6 Mar 2016)
  • BUPA Insurance Services Limited (no longer approved here)

    FRN 312526

    • CF28 Systems and controls (23 Sep 2013 to 31 Oct 2017)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF11 Money Laundering Reporting (30 Jan 2013 to 20 Sep 2013)
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Recent activity

Updates to this individual's record on the FCA register.

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