Gerald Kelly

• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF11 Money Laundering Reporting (30 Jan 2013 to 20 Sep 2013)
• Scottish Widows Administration Services Limited (no longer approved here)

  FRN 139398

  • CF11 Money Laundering Reporting (30 Jan 2013 to 20 Sep 2013)
• SCOTTISH WIDOWS LIMITED (no longer approved here)

  FRN 181655

  • CF11 Money Laundering Reporting (30 Jan 2013 to 20 Sep 2013)
• Lloyds Bank General Insurance Limited (no longer approved here)

  FRN 202091

  • CF10 Compliance Oversight (14 Jun 2010 to 12 Mar 2013)
  • CF28 Systems and controls (14 Jun 2010 to 31 Dec 2011)
• St Andrew's Insurance Plc (no longer approved here)

  FRN 202932

  • CF10 Compliance Oversight (14 Jun 2010 to 12 Mar 2013)
  • CF28 Systems and controls (14 Jun 2010 to 31 Dec 2011)
• Lloyds Bank Insurance Services Limited (no longer approved here)

  FRN 310738

  • CF28 Systems and controls (14 Jun 2010 to 31 Dec 2011)
  • CF10 Compliance Oversight (14 Jun 2010 to 12 Mar 2013)
• M&G Investment Management Limited (no longer approved here)

  FRN 119328

  • CF10 Compliance Oversight (18 Jun 2007 to 5 Feb 2010)
• The Prudential Assurance Company Limited (no longer approved here)

  FRN 139793

  • CF10 Compliance Oversight (18 Jun 2007 to 5 Feb 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (28 Feb 2003 to 23 Jan 2004)
• Prudential Pensions Limited (no longer approved here)

  FRN 110434

  • CF16 Significant Mgt (Desgntd Investment Business) (28 Feb 2003 to 23 Jan 2004)
• Prudential Lifetime Mortgages Limited (no longer approved here)

  FRN 119350

  • CF16 Significant Mgt (Desgntd Investment Business) (28 Feb 2003 to 23 Jan 2004)

No changes recorded yet.