Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • R&Q Reinsurance Company (UK) Limited (no longer approved here)

    FRN 202188

    • SMF16 Compliance Oversight (28 Jun 2024 to 20 Mar 2026)
  • MARCO GAMMA LIMITED (no longer approved here)

    FRN 202793

    • SMF16 Compliance Oversight (28 Jun 2024 to 7 Nov 2025)
  • Inceptum Insurance Company Limited (no longer approved here)

    FRN 203238

    • SMF16 Compliance Oversight (28 Jun 2024 to 28 Nov 2024)
  • R&Q Syndicate Management Limited (no longer approved here)

    FRN 460415

    • SMF16 Compliance Oversight (28 Jun 2024 to 17 Jan 2025)
  • UIA (Insurance) Limited (no longer approved here)

    FRN 110863

    • SMF16 Compliance Oversight (16 Jan 2023 to 1 May 2024)
  • Guardsman Industries Limited (no longer approved here)

    FRN 311766

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2021 to 17 Aug 2022)
    • SMF16 Compliance Oversight (1 Nov 2021 to 17 Aug 2022)
  • BFS Member Services Limited (no longer approved here)

    FRN 716623

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2020)
    • CF11 Money Laundering Reporting (25 Jul 2017 to 8 Dec 2019)
    • CF28 Systems and controls (25 Jul 2017 to 8 Dec 2019)
  • British Friendly Society Limited (no longer approved here)

    FRN 110013

    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 4 Oct 2020)
    • SMF16 Compliance Oversight (10 Dec 2018 to 4 Oct 2020)
    • SMF4 Chief Risk (10 Dec 2018 to 4 Oct 2020)
    • CF10 Compliance Oversight (25 Jul 2017 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (25 Jul 2017 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (26 Apr 2017 to 9 Dec 2018)
  • WREN INSURANCE ASSOCIATION LIMITED(THE) (no longer approved here)

    FRN 202701

    • SIMF4 Chief Risk Function (22 Apr 2016 to 14 Jul 2017)
  • The Griffin Insurance Association Limited (no longer approved here)

    FRN 202720

    • SIMF4 Chief Risk Function (20 Apr 2016 to 14 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.