Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (28 Jun 2024 to 20 Mar 2026)
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- SMF16 Compliance Oversight (28 Jun 2024 to 7 Nov 2025)
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- SMF16 Compliance Oversight (28 Jun 2024 to 28 Nov 2024)
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- SMF16 Compliance Oversight (28 Jun 2024 to 17 Jan 2025)
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- SMF16 Compliance Oversight (16 Jan 2023 to 1 May 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2021 to 17 Aug 2022)
- SMF16 Compliance Oversight (1 Nov 2021 to 17 Aug 2022)
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- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Oct 2020)
- CF11 Money Laundering Reporting (25 Jul 2017 to 8 Dec 2019)
- CF28 Systems and controls (25 Jul 2017 to 8 Dec 2019)
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- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 4 Oct 2020)
- SMF16 Compliance Oversight (10 Dec 2018 to 4 Oct 2020)
- SMF4 Chief Risk (10 Dec 2018 to 4 Oct 2020)
- CF10 Compliance Oversight (25 Jul 2017 to 9 Dec 2018)
- SIMF4 Chief Risk Function (25 Jul 2017 to 9 Dec 2018)
- CF11 Money Laundering Reporting (26 Apr 2017 to 9 Dec 2018)
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- SIMF4 Chief Risk Function (22 Apr 2016 to 14 Jul 2017)
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- SIMF4 Chief Risk Function (20 Apr 2016 to 14 Jul 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.