Date authorised
1 April 2013
Companies House
02360505
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Innovation Centre Clients, 99 Park Drive
    Milton Park
    Milton
    Abingdon
    Oxfordshire
    OX14 4RY
    UNITED KINGDOM
    Phone
    +4401235444736
  • Complaints Contact

    Innovation Centre Clients, 99 Park Drive
    Milton Park
    Milton
    Abingdon
    Oxfordshire
    OX14 4RY
    UNITED KINGDOM
    Phone
    +4401235444736

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Jouet

    IRN CXJ00158

    • [FCA CF] Significant management (31 Mar 2021 to 31 Mar 2025)
  • Claire Shiels

    IRN CXS02157

    • CF1 Director (AR) (10 Aug 2015 to 17 Aug 2018)
  • Craig Henthorn

    IRN CXH01453

    • CF1 Director (14 Jan 2005 to 21 Oct 2005)
  • David Adrian Lllewellyn Wright

    IRN DAW01233

    • Responsible for Insurance Mediation (22 May 2013 to 10 Sep 2013)
    • CF3 Chief Executive (19 Oct 2011 to 10 Sep 2013)
    • CF1 Director (19 Oct 2011 to 10 Sep 2013)
  • David Evans

    IRN DXE00113

    • [FCA CF] Significant management (31 Mar 2021 to 24 Jun 2022)
  • Deborah Julie Wilkins

    IRN DJW01303

    • CF1 Director (14 Jan 2005 to 10 Nov 2010)
    • Responsible for Insurance Mediation (14 Jan 2005 to 10 Nov 2010)
  • Erin Mulloy

    IRN EXM00198

    • Director of firm who is not a certification employee or a SMF manager (6 Aug 2021 to 30 Jun 2025)
  • Georgina Ann Rose

    IRN GAR01101

    • SMF16 Compliance Oversight (1 Nov 2021 to 17 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Nov 2021 to 17 Aug 2022)
  • Mark John Potter

    IRN MJP01407

    • SMF3 Executive Director (8 Jun 2023 to 21 Feb 2025)
    • SMF1 Chief Executive (8 Jun 2023 to 21 Feb 2025)
    • Responsible for Insurance Distribution (8 Jun 2023 to 21 Feb 2025)
  • Neil Burke

    IRN NXB00257

    • [FCA CF] Significant management (31 Mar 2021 to 30 Aug 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.