Date authorised
1 April 2013
Companies House
02360505
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Innovation Centre Clients, 99 Park Drive
    Milton Park
    Milton
    Abingdon
    Oxfordshire
    OX14 4RY
    UNITED KINGDOM
    Phone
    +4401235444736
  • Complaints Contact

    Innovation Centre Clients, 99 Park Drive
    Milton Park
    Milton
    Abingdon
    Oxfordshire
    OX14 4RY
    UNITED KINGDOM
    Phone
    +4401235444736

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pauline Chiverton

    IRN PXC00338

    • [FCA CF] Significant management (31 Mar 2021 to 27 Jun 2024)
  • Philip James Griffin

    IRN PJG01257

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Dec 2019)
    • Responsible for Insurance Mediation (22 Dec 2015 to 30 Sep 2018)
    • CF1 Director (24 Sep 2013 to 8 Dec 2019)
  • Richard Martin Gretton

    IRN RMG01093

    • CF1 Director (14 Jan 2005 to 28 Jan 2008)
  • Robin Arthur Dyer

    IRN RAD01147

    • SMF1 Chief Executive (22 Nov 2021 to 23 Dec 2022)
    • Responsible for Insurance Distribution (22 Nov 2021 to 23 Dec 2022)
  • Russell James Philpott

    IRN RJP01247

    • Responsible for Insurance Distribution (since 4 Apr 2025)
    • SMF3 Executive Director (since 4 Apr 2025)
  • Stephen Graham Keith

    IRN SGK01015

    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 5 Aug 2011)
    • CF1 Director (14 Jan 2005 to 5 Aug 2011)
  • Timothy Mrotek

    IRN TXM26041

    • SMF9 Chair of the Governing Body (since 23 Mar 2022)
    • Responsible for Insurance Distribution (10 Nov 2020 to 23 Mar 2022)
    • SMF3 Executive Director (10 Nov 2020 to 23 Mar 2022)
    • SMF1 Chief Executive (10 Nov 2020 to 23 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.