Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 18 Nov 2025)
    • [FCA CF] Client dealing (since 28 Sep 2022)
    • SMF3 Executive Director (since 28 Sep 2022)
    • SMF16 Compliance Oversight (28 Sep 2022 to 16 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Sep 2022 to 16 Sep 2024)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [FCA CF] Manager of certification employee (19 May 2020 to 21 Sep 2020)
    • [FCA CF] Client dealing (28 Feb 2020 to 21 Sep 2020)
    • CF30 Customer (9 Feb 2016 to 8 Dec 2019)
  • WISDOMTREE UK LIMITED (no longer approved here)

    FRN 538634

    • CF30 Customer (14 Aug 2013 to 9 Nov 2015)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF30 Customer (19 May 2009 to 9 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.