Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Global X Management Company (UK) Limited
FRN 965081
- SMF1 Chief Executive (since 18 Nov 2025)
- [FCA CF] Client dealing (since 28 Sep 2022)
- SMF3 Executive Director (since 28 Sep 2022)
- SMF16 Compliance Oversight (28 Sep 2022 to 16 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Sep 2022 to 16 Sep 2024)
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- [FCA CF] Manager of certification employee (19 May 2020 to 21 Sep 2020)
- [FCA CF] Client dealing (28 Feb 2020 to 21 Sep 2020)
- CF30 Customer (9 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (14 Aug 2013 to 9 Nov 2015)
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- CF30 Customer (19 May 2009 to 9 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.