Global X Management Company (UK) Limited

Date authorised
28 September 2022
Companies House
13740316
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    77 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +443333072556
  • Complaints Contact

    77 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +443333072556

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anushka Naruka

    IRN AXN00435

    • [FCA CF] Client dealing (since 27 Mar 2025)
  • Chi Ho Chen

    IRN CXC00607

    • [FCA CF] Client dealing (11 Oct 2022 to 2 Jan 2026)
  • Daniel Rodrigues Granja

    IRN DRG01134

    • [FCA CF] Client dealing (since 24 Sep 2024)
  • George Taylor

    IRN GMT01055

    • SMF1 Chief Executive (since 18 Nov 2025)
    • [FCA CF] Client dealing (since 28 Sep 2022)
    • SMF3 Executive Director (since 28 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Sep 2022 to 16 Sep 2024)
    • SMF16 Compliance Oversight (28 Sep 2022 to 16 Sep 2024)
  • Luis Berruga

    IRN LXB00636

    • SMF9 Chair of the Governing Body (28 Sep 2022 to 4 Dec 2023)
    • Director of firm who is not a certification employee or a SMF manager (28 Sep 2022 to 1 Dec 2023)
  • Peter James Gray

    IRN GXP01503

    • [FCA CF] Manager of certification employee (since 15 Oct 2024)
    • [FCA CF] Client dealing (since 6 Feb 2023)
  • Qing Chang

    IRN QXC38617

    • [FCA CF] Client dealing (since 9 Dec 2025)
  • Robert John Truby

    IRN RXT00418

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Sep 2024)
    • SMF16 Compliance Oversight (since 16 Sep 2024)
  • Robert Maurice Oliver

    IRN RXO00053

    • [FCA CF] Client dealing (29 Sep 2022 to 20 Aug 2025)
    • SMF1 Chief Executive (28 Sep 2022 to 20 Aug 2025)
    • SMF3 Executive Director (28 Sep 2022 to 20 Aug 2025)
  • Ryan Patrick O'Connor

    IRN RXO00209

    • SMF3 Executive Director (since 18 Nov 2025)

Recent activity

Updates to this firm's record on the FCA register.

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