Peter James Gray

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Global X Management Company (UK) Limited
FRN 965081
- [FCA CF] Manager of certification employee (since 15 Oct 2024)
- [FCA CF] Client dealing (since 6 Feb 2023)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- [FCA CF] Manager of certification employee (9 Jul 2021 to 5 Apr 2022)
- [FCA CF] Client dealing (25 Feb 2020 to 11 Jan 2023)
- CF30 Customer (9 Jan 2012 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (3 Jan 2012 to 5 Jan 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.