Gavin John Alexander

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CubicStone Capital Management Limited (no longer approved here)
FRN 770616
- CF30 Customer (28 Apr 2021 to 20 Feb 2025)
SRI CAPITAL ADVISERS LIMITED (no longer approved here)
FRN 502253
- [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2023)
- CF30 Customer (14 Dec 2015 to 8 Dec 2019)
CMC Capital Limited (no longer approved here)
FRN 623509
- CF30 Customer (29 Dec 2014 to 13 Nov 2015)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (6 Oct 2011 to 1 Jul 2013)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.