CubicStone Capital Management Limited

• Principal Place of Business

  8-9 Northumberland Street

  London

  WC2N 5DA

  UNITED KINGDOM

  Phone

  +442071938470

  Web

  http://www.cubicstone.co.uk

• Complaints Contact

  8-9 Northumberland Street

  London

  WC2N 5DA

  UNITED KINGDOM

  Phone

  +442071938470

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Michael Wynn

  IRN AMW01129

  • CF30 Customer (11 Feb 2022 to 19 Jan 2024)
• Christian Manoj Kumar

  IRN CXK12243

  • CF1 Director (AR) (12 Mar 2019 to 18 Sep 2019)
• Gavin John Alexander

  IRN GJA01028

  • CF30 Customer (28 Apr 2021 to 20 Feb 2025)
• Gustavo Perrotta

  IRN GXP01132

  • CF1 Director (AR) (5 Nov 2020 to 20 Feb 2025)
  • CF3 Chief Executive (AR) (5 Nov 2020 to 20 Feb 2025)
  • CF30 Customer (5 Nov 2020 to 20 Feb 2025)
• Jaswir Singh Kandola

  IRN JSK00004

  • CF1 Director (19 Sep 2017 to 19 Feb 2019)
  • Responsibility for MCD Intermediation (19 Sep 2017 to 19 Feb 2019)
  • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
• Julian Robert Soper

  IRN JRS01244

  • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2026)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Mar 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2026)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Dec 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2024)
  • CF1 Director (19 Sep 2017 to 8 Dec 2019)
  • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (19 Sep 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
• Matthew Harvey Robinson

  IRN MHR01017

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2024)
  • CF30 Customer (2 Oct 2019 to 8 Dec 2019)
• Ohad Greenfeld

  IRN OXG01034

  • CF30 Customer (15 Jul 2019 to 31 Aug 2020)
  • CF1 Director (AR) (15 Jul 2019 to 31 Aug 2020)
• Paulo Jose Bilezikjian

  IRN PJB01574

  • CF1 Director (AR) (17 Aug 2018 to 28 May 2019)
• Savio Felix Figueredo

  IRN SFF00007

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 13. Giving personal recommendations on and dealing with derivatives
  • 10. Broker fund adviser
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (29 Mar 2019 to 17 Feb 2020)
  • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • CF1 Director (19 Sep 2017 to 8 Dec 2019)

• HV Advisors Limited (no longer appointed)

  FRN 935972 · Appointed 9 Oct 2020 · Until 20 Feb 2025 · Tied agent

• Syon Wealth Ltd (no longer appointed)

  FRN 843634 · Appointed 8 Jul 2019 · Until 2 Sep 2020

• CNDX Advisors Limited (no longer appointed)

  FRN 817177 · Appointed 15 May 2019 · Until 23 Aug 2021 · Tied agent

• Capital Kinetics Limited (no longer appointed)

  FRN 833460 · Appointed 12 Feb 2019 · Until 19 Sep 2019 · Tied agent

• HANDB CAPITAL PARTNERS LIMITED (no longer appointed)

  FRN 806667 · Appointed 16 Apr 2018 · Until 25 Sep 2019 · Tied agent

No changes recorded yet.