Julian Robert Soper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CubicStone Capital Management Limited (no longer approved here)

    FRN 770616

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Mar 2026)
    • CF11 Money Laundering Reporting (19 Sep 2017 to 8 Dec 2019)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (17 Nov 2011 to 10 Oct 2014)
  • City Credit Capital (UK) Ltd (no longer approved here)

    FRN 232015

    • CF8 Apportionment and Oversight (23 Jan 2007 to 31 Oct 2007)
    • CF3 Chief Executive (23 Jan 2007 to 2 Jul 2008)
    • CF1 Director (23 Jan 2007 to 2 Jul 2008)
    • CF26 Customer Trading (25 Sep 2006 to 14 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.