SRI CAPITAL ADVISERS LIMITED

Date authorised
1 April 2013
Companies House
06799802
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sri Capital Advisers Ltd
    78-79 New Bond Street
    London
    Westminster
    W1S 1RZ
    UNITED KINGDOM
    Phone
    +4402076299043
    Web
    https://www.sri-ca.com

  • Complaints Contact

    Sri Capital Advisers Ltd
    78-79 New Bond Street
    London
    Westminster
    W1S 1RZ
    UNITED KINGDOM
    Phone
    +4402076299043

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Dariz

    IRN AXD00430

    • [FCA CF] Client dealing (since 1 Jul 2021)
  • Alberto Verni

    IRN AXV01262

    • CF1 Director (25 Mar 2010 to 1 May 2014)
  • Alessandra Zega

    IRN AXZ01035

    • CF30 Customer (4 Jan 2010 to 1 May 2014)
  • Frederico Trianni

    IRN FXT01094

    • CF30 Customer (4 Jan 2010 to 4 Jan 2010)
  • Gavin John Alexander

    IRN GJA01028

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2023)
    • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
  • Gianfilippo Cattelan

    IRN GXC01615

    • CF1 Director (4 Jan 2010 to 2 Feb 2010)
  • Giulio Gallazzi

    IRN GXG01353

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jan 2010 to 8 Dec 2019)
    • CF3 Chief Executive (4 Jan 2010 to 8 Dec 2019)
  • Laurence Richard Bristow-Smith

    IRN LRB01051

    • CF2 Non Executive Director (12 Jun 2013 to 8 Dec 2019)
  • Leonardo Massenz

    IRN LXM01373

    • CF30 Customer (4 Jan 2010 to 1 May 2014)
  • Massimo Pittoni

    IRN MXP01823

    • CF30 Customer (4 Jan 2010 to 21 May 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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