CMC Capital Limited

Date authorised
29 December 2014
Companies House
08792194
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    111 Park Street
    London
    W1K 7JF
    UNITED KINGDOM
    Phone
    +442036935270
    Web
    https://www.cmc-capital.com

  • Complaints Contact

    111 Park Street
    London
    W1K 7JF
    UNITED KINGDOM
    Phone
    +442036935270

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alfredo Palazzeschi

    IRN AXP01823

    • CF30 Customer (29 Dec 2014 to 8 Dec 2019)
  • Carlo Maria Calabria

    IRN CMC01083

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (29 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Dec 2014 to 20 Jul 2015)
  • Debora Del Favero

    IRN DXD01121

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Dec 2014 to 8 Dec 2019)
    • CF1 Director (29 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2014 to 8 Dec 2019)
  • Enrico Chiapparoli

    IRN EXC01070

    • CF30 Customer (29 Dec 2014 to 8 Dec 2019)
  • Gavin John Alexander

    IRN GJA01028

    • CF30 Customer (29 Dec 2014 to 13 Nov 2015)
  • Gian Maria Betti

    IRN GMB01186

    • [FCA CF] Client dealing (since 11 Jul 2023)
    • CF30 Customer (29 Dec 2014 to 8 Dec 2019)
  • JOHANNA MICHAELA DOLCI

    IRN JMD01289

    • CF30 Customer (29 Dec 2014 to 30 Jun 2017)
  • Marco D'Orfeo

    IRN MXD00370

    • [FCA CF] Client dealing (since 1 Jun 2021)
  • Nicolo Tamburi

    IRN NXT01395

    • CF30 Customer (3 Jun 2015 to 20 Jul 2018)
  • Ornella Dellapina Fenman

    IRN OXD01042

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • CF30 Customer (29 Dec 2014 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.