Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (8 Nov 2016 to 26 May 2017)
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- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 17 May 2017)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF15 Internal Audit (5 Oct 2005 to 31 Oct 2007)
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- CF28 Systems and controls (4 Dec 2012 to 26 May 2017)
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- CF28 Systems and controls (7 Jan 2010 to 18 Jul 2012)
- CF15 Internal Audit (30 Sep 2005 to 18 Oct 2005)
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- CF28 Systems and controls (25 Jun 2009 to 26 May 2017)
- CF15 Internal Audit (22 Jun 2005 to 4 Nov 2005)
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- CF28 Systems and controls (1 Nov 2007 to 18 Mar 2014)
- CF15 Internal Audit (1 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.