Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF28 Systems and controls (8 Nov 2016 to 26 May 2017)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 17 May 2017)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF15 Internal Audit (5 Oct 2005 to 31 Oct 2007)
  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • CF28 Systems and controls (4 Dec 2012 to 26 May 2017)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF28 Systems and controls (7 Jan 2010 to 18 Jul 2012)
    • CF15 Internal Audit (30 Sep 2005 to 18 Oct 2005)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF28 Systems and controls (25 Jun 2009 to 26 May 2017)
    • CF15 Internal Audit (22 Jun 2005 to 4 Nov 2005)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF28 Systems and controls (1 Nov 2007 to 18 Mar 2014)
    • CF15 Internal Audit (1 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.