Gail Glen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Policy Services Limited (no longer approved here)

    FRN 214036

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2020 to 14 May 2021)
    • SMF16 Compliance Oversight (1 May 2020 to 14 May 2021)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • CF10a CASS Oversight function (8 Feb 2019 to 30 Aug 2019)
  • Santander Asset Management UK Limited (no longer approved here)

    FRN 122491

    • CF10 Compliance Oversight (14 Apr 2014 to 17 Nov 2015)
    • CF1 Director (29 Apr 2013 to 18 Dec 2015)
    • CF10a CASS Oversight function (1 Oct 2011 to 17 Nov 2015)
    • CF28 Systems and controls (11 Dec 2009 to 29 Apr 2013)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF1 Director (29 Apr 2013 to 22 Sep 2014)
    • CF10a CASS Oversight function (1 Oct 2011 to 22 Sep 2014)
    • CF28 Systems and controls (11 Dec 2009 to 29 Apr 2013)

Recent activity

Updates to this individual's record on the FCA register.

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