Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • [FCA CF] Client dealing (26 Feb 2025 to 23 Jul 2025)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (22 Sep 2023 to 25 Sep 2024)
  • RGL Capital LLP (no longer approved here)

    FRN 501656

    • [FCA CF] Client dealing (13 Apr 2023 to 8 May 2023)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • [FCA CF] Client dealing (22 Dec 2016 to 30 Jun 2022)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF30 Customer (28 Jan 2008 to 31 Mar 2010)
  • Canadian Imperial Bank of Commerce (no longer approved here)

    FRN 141285

    • CF30 Customer (1 Nov 2007 to 17 Feb 2008)
    • CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.