Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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KEYSTONE FINANCIAL LIMITED
FRN 501917
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (AR) (since 4 Apr 2018)
- CF30 Customer (since 4 Apr 2018)
- Responsible for Insurance Distribution (1 Oct 2018 to 6 Dec 2018)
- Responsible for Insurance Mediation (4 Apr 2018 to 30 Sep 2018)
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- CF1 Director (AR) (26 May 2022 to 27 Jun 2022)
- CF30 Customer (26 May 2022 to 27 Jun 2022)
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- CF1 Director (AR) (11 Nov 2016 to 24 Apr 2018)
- CF30 Customer (11 Nov 2016 to 24 Apr 2018)
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- CF1 Director (AR) (13 Apr 2016 to 2 Feb 2017)
- CF30 Customer (1 May 2015 to 2 Feb 2017)
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- CF30 Customer (4 Nov 2013 to 16 Feb 2015)
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- CF30 Customer (1 Nov 2010 to 30 Jun 2011)
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- CF30 Customer (1 Jun 2009 to 12 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 14 May 2009)
- CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
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- (3)Employed By (21 Feb 2002 to 30 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.