Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (since 4 Apr 2018)
    • CF30 Customer (since 4 Apr 2018)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Dec 2018)
    • Responsible for Insurance Mediation (4 Apr 2018 to 30 Sep 2018)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF1 Director (AR) (26 May 2022 to 27 Jun 2022)
    • CF30 Customer (26 May 2022 to 27 Jun 2022)
  • Corbel Partners Limited (no longer approved here)

    FRN 429142

    • CF1 Director (AR) (11 Nov 2016 to 24 Apr 2018)
    • CF30 Customer (11 Nov 2016 to 24 Apr 2018)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF1 Director (AR) (13 Apr 2016 to 2 Feb 2017)
    • CF30 Customer (1 May 2015 to 2 Feb 2017)
  • Platinum IFS Limited (no longer approved here)

    FRN 401283

    • CF30 Customer (4 Nov 2013 to 16 Feb 2015)
  • Apogee Wealth Management Limited (no longer approved here)

    FRN 503713

    • CF30 Customer (1 Nov 2010 to 30 Jun 2011)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF30 Customer (1 Jun 2009 to 12 Nov 2010)
  • Cullen Wealth Limited (no longer approved here)

    FRN 224355

    • CF30 Customer (1 Nov 2007 to 14 May 2009)
    • CF21 Investment Adviser (1 Nov 2004 to 31 Oct 2007)
  • J O'Connor & Associates Ltd (868) (no longer approved here)

    FRN 186411

    • (3)Employed By (21 Feb 2002 to 30 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.