Platinum IFS Limited

• Principal Place of Business

  211 Marsland Road

  Sale

  Cheshire

  M33 3ND

  UNITED KINGDOM

  Phone

  +4401617188328

  Web

  https://www.platinumifs.co.uk

• Complaints Contact

  211 Marsland Road

  Sale

  Cheshire

  M33 3ND

  UNITED KINGDOM

  Phone

  +4401617188328

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Andrew Brooks

  IRN DAB00069

  • CF21 Investment Adviser (25 Aug 2004 to 8 Dec 2004)
• David James Webster

  IRN DJW00064

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • [FCA CF] Client dealing (since 1 Mar 2021)
  • CF30 Customer (1 Jan 2017 to 8 Dec 2019)
• David Lee Lester

  IRN DLL01024

  • CF30 Customer (29 Mar 2010 to 30 Sep 2012)
• Duncan Ronan Selkirk

  IRN DRS00062

  • CF30 Customer (4 Nov 2013 to 16 Feb 2015)
• Eeshan Gupta

  IRN EXG01375

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Mar 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • CF30 Customer (1 Sep 2015 to 8 Dec 2019)
• Henry Charles Marchington Booth

  IRN HXB00257

  • [FCA CF] Functions requiring qualifications (20 Mar 2023 to 15 Feb 2024)
  • [FCA CF] Client dealing (20 Mar 2023 to 15 Feb 2024)
• Jack Gavin Thomas Yarrow

  IRN JXY00122

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Dec 2024)
• James Joshua McAninly

  IRN JXM00425

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Jan 2023)
  • [FCA CF] Client dealing (since 23 Jan 2023)
• Jennifer Louise Hood

  IRN JLH01141

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (9 Mar 2007 to 8 Dec 2019)
• Jonathan Ian Smart

  IRN JIS00001

  • [FCA CF] Client dealing (1 Mar 2021 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 28 Nov 2025)
  • CF30 Customer (5 Jan 2011 to 8 Dec 2019)

No changes recorded yet.