Duncan Muir Stratford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CG Wealth Planning Limited

    FRN 594155

    • SMF3 Executive Director (since 24 Mar 2021)
    • SMF1 Chief Executive (15 Jul 2022 to 1 Apr 2024)
  • Canaccord Genuity Wealth Limited

    FRN 194927

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2020)
    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (15 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (26 Nov 2012 to 8 Dec 2019)
  • CANACCORD GENUITY ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 209741

    • CF29 Significant management (18 May 2018 to 28 May 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 10 Jul 2013)
    • CF27 Investment Management (18 Nov 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Nov 2003 to 31 Oct 2007)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF27 Investment Management (16 Jan 2002 to 15 Oct 2004)
    • CF26 Customer Trading (16 Jan 2002 to 15 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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