Duncan Innes Spence Anderson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TICKMILL UK LTD

    FRN 717270

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10a CASS Oversight function (3 Jul 2017 to 1 Oct 2018)
    • CF1 Director (29 Jul 2016 to 8 Dec 2019)
    • CF3 Chief Executive (29 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
  • Hirose Financial UK Ltd. (no longer approved here)

    FRN 540244

    • CF1 Director (1 Jul 2011 to 22 May 2015)
    • CF3 Chief Executive (1 Jul 2011 to 22 May 2015)
    • CF30 Customer (1 Jul 2011 to 22 May 2015)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 29 Dec 2008)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF26 Customer Trading (1 Dec 2001 to 5 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.