TICKMILL UK LTD

• Principal Place of Business

  First Floor

  The Bengal Wing

  9A Devonshire Square

  London

  EC2M 4YN

  UNITED KINGDOM

  Phone

  +4407717003875

  Web

  https://www.tickmill.com/uk/

• Complaints Contact

  First Floor

  The Bengal Wing

  9A Devonshire Square

  London

  EC2M 4YN

  UNITED KINGDOM

  Phone

  +4407717003875

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ainhoa Pua

  IRN AXP03010

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jun 2023)
  • CF11 Money Laundering Reporting (5 Dec 2017 to 8 Dec 2019)
• Baldish Kaur Pone

  IRN RXP01395

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2026)
  • SMF3 Executive Director (since 25 Feb 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10a CASS Oversight function (30 Sep 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (30 Nov 2017 to 8 Dec 2019)
• Derek Graeme Wilks

  IRN DGW01047

  • SMF3 Executive Director (since 1 Sep 2021)
• Duncan Innes Spence Anderson

  IRN DIA01008

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF10a CASS Oversight function (3 Jul 2017 to 1 Oct 2018)
  • CF1 Director (29 Jul 2016 to 8 Dec 2019)
  • CF30 Customer (29 Jul 2016 to 8 Dec 2019)
  • CF3 Chief Executive (29 Jul 2016 to 8 Dec 2019)
• Geoffrey Walsh

  IRN GXW01189

  • CF11 Money Laundering Reporting (29 Jul 2016 to 8 Sep 2016)
  • CF10 Compliance Oversight (29 Jul 2016 to 8 Sep 2016)
  • CF1 Director (29 Jul 2016 to 8 Sep 2016)
• Harry Jamie McGregor

  IRN HJM01087

  • [PRA CF] Managing a material risk taker (9 Dec 2019 to 30 Dec 2022)
  • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
• Illimar Mattus

  IRN IXM01817

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (31 Jul 2018 to 8 Dec 2019)
• Ingmar Mattus

  IRN IXM10926

  • SMF3 Executive Director (since 24 Jul 2020)
• Matthew Bone

  IRN MXB01630

  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• Matthew Jon Ticehurst

  IRN MJT01236

  • [PRA CF] Managing a material risk taker (9 Dec 2019 to 30 Jan 2026)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)

No changes recorded yet.