Hirose Financial UK Ltd.

Date authorised
1 April 2013
Companies House
07423885
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salisbury House
    29 Finsbury Circus
    London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +4402030893880
    Web
    https://hiroseuk.com

  • Complaints Contact

    Salisbury House
    29 Finsbury Circus
    London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +4402030893880

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Hirose Tusyo Inc

    IRN XXH01085

    • CF1 Director (1 Jul 2011 to 1 Jun 2015)
  • Duncan Innes Spence Anderson

    IRN DIA01008

    • CF3 Chief Executive (1 Jul 2011 to 22 May 2015)
    • CF30 Customer (1 Jul 2011 to 22 May 2015)
    • CF1 Director (1 Jul 2011 to 22 May 2015)
  • Emi Clarke

    IRN EXC01302

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Apr 2023)
  • Masaaki Tomonobe

    IRN MXT01710

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (14 Jul 2015 to 8 Dec 2019)
    • CF1 Director (1 Jul 2011 to 14 Jul 2015)
  • Michael Campbell

    IRN MXC00667

    • SMF16 Compliance Oversight (since 31 Mar 2023)
    • SMF3 Executive Director (since 27 May 2022)
  • Nicholas Aubrey Downes

    IRN NAD01061

    • [FCA CF] Client dealing (since 17 Jan 2025)
    • SMF3 Executive Director (since 19 Jan 2024)
  • Satoshi Nakano

    IRN SXN01326

    • CF28 Systems and controls (1 Jul 2011 to 5 Oct 2016)
  • Seah Siok Bee

    IRN SXS00036

    • [FCA CF] Client dealing (1 Jan 2021 to 17 Jan 2025)
    • SMF3 Executive Director (1 Jan 2021 to 17 Jan 2025)
  • Shion Ikizake

    IRN SXI01164

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2023)
    • CF2 Non Executive Director (14 Oct 2016 to 9 Oct 2017)
    • CF10a CASS Oversight function (30 Mar 2016 to 18 Oct 2016)
    • CF11 Money Laundering Reporting (17 Sep 2014 to 3 May 2016)
    • CF10 Compliance Oversight (17 Sep 2014 to 3 May 2016)
    • CF30 Customer (12 Nov 2012 to 14 Oct 2016)
    • CF3 Chief Executive (24 Nov 2011 to 4 Sep 2014)
    • CF1 Director (1 Jul 2011 to 14 Oct 2016)
  • Toshiaki Tsuchiya

    IRN TTT01011

    • CF10a CASS Oversight function (4 Nov 2016 to 15 May 2018)
    • CF1 Director (7 Jul 2016 to 5 Jun 2018)
    • CF10 Compliance Oversight (7 Jul 2016 to 15 May 2018)
    • CF11 Money Laundering Reporting (7 Jul 2016 to 15 May 2018)
    • CF30 Customer (8 Sep 2014 to 5 Jun 2018)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.