Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hirose Financial UK Ltd.
FRN 540244
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2023)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2023)
- CF2 Non Executive Director (14 Oct 2016 to 9 Oct 2017)
- CF10a CASS Oversight function (30 Mar 2016 to 18 Oct 2016)
- CF10 Compliance Oversight (17 Sep 2014 to 3 May 2016)
- CF11 Money Laundering Reporting (17 Sep 2014 to 3 May 2016)
- CF30 Customer (12 Nov 2012 to 14 Oct 2016)
- CF3 Chief Executive (24 Nov 2011 to 4 Sep 2014)
- CF1 Director (1 Jul 2011 to 14 Oct 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.