Hirose Financial UK Ltd.

Date authorised
1 April 2013
Companies House
07423885
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salisbury House
    29 Finsbury Circus
    London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +4402030893880
    Web
    https://hiroseuk.com

  • Complaints Contact

    Salisbury House
    29 Finsbury Circus
    London
    EC2M 5QQ
    UNITED KINGDOM
    Phone
    +4402030893880

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Toshikazu Hosoai

    IRN TXH01494

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2020)
    • CF2 Non Executive Director (9 Jun 2015 to 8 Dec 2019)
    • CF1 Director (1 Jul 2011 to 9 Jun 2015)
  • Yoshio Miyauchi

    IRN YXM01137

    • CF11 Money Laundering Reporting (1 Jul 2011 to 15 Nov 2011)
    • CF10 Compliance Oversight (1 Jul 2011 to 15 Nov 2011)
    • CF1 Director (1 Jul 2011 to 15 Nov 2011)
    • CF3 Chief Executive (1 Jul 2011 to 15 Nov 2011)
  • Yuka Terada

    IRN YXT01109

    • CF11 Money Laundering Reporting (22 Nov 2011 to 3 Sep 2014)
    • CF10 Compliance Oversight (22 Nov 2011 to 3 Sep 2014)
    • CF1 Director (1 Jul 2011 to 3 Sep 2014)
  • Yumi Nakayama

    IRN YXN01091

    • SMF3 Executive Director (9 Dec 2019 to 23 Apr 2021)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2016 to 7 Jul 2016)
    • CF11 Money Laundering Reporting (1 May 2016 to 7 Jul 2016)

Recent activity

Updates to this firm's record on the FCA register.

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