Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF1 Director (1 Jul 2011 to 15 Nov 2011)
- CF10 Compliance Oversight (1 Jul 2011 to 15 Nov 2011)
- CF11 Money Laundering Reporting (1 Jul 2011 to 15 Nov 2011)
- CF3 Chief Executive (1 Jul 2011 to 15 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.