Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • SMF18 Other Overall Responsibility (8 Sep 2020 to 7 Dec 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 8 Sep 2020)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 8 Sep 2020)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • Responsible for Insurance Distribution (8 Sep 2020 to 7 Dec 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 Dec 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Dec 2020)
    • CF3 Chief Executive (29 Mar 2018 to 8 Dec 2019)
    • CF1 Director (9 May 2011 to 8 Dec 2019)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Dec 2020)
  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • CF2 Non Executive Director (16 May 2019 to 8 Dec 2019)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2002 to 31 Oct 2007)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF8 Apportionment and Oversight (8 Jul 2005 to 31 Aug 2005)
    • CF1 Director (19 Jun 2002 to 30 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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