Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (8 Sep 2020 to 7 Dec 2020)
- [FCA CF] Significant management (10 Dec 2018 to 8 Sep 2020)
- [FCA CF] Manager of certification employee (10 Dec 2018 to 8 Sep 2020)
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- Responsible for Insurance Distribution (8 Sep 2020 to 7 Dec 2020)
- SMF3 Executive Director (9 Dec 2019 to 7 Dec 2020)
- SMF1 Chief Executive (9 Dec 2019 to 7 Dec 2020)
- CF3 Chief Executive (29 Mar 2018 to 8 Dec 2019)
- CF1 Director (9 May 2011 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Dec 2020)
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- CF2 Non Executive Director (16 May 2019 to 8 Dec 2019)
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- [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)
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- CF29 Significant management (1 Nov 2007 to 30 Jan 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Jun 2002 to 31 Oct 2007)
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- CF8 Apportionment and Oversight (8 Jul 2005 to 31 Aug 2005)
- CF1 Director (19 Jun 2002 to 30 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.