Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF10 Chair of the Risk Committee (9 Oct 2024 to 1 Jul 2025)
  • Curtis Banks Limited (no longer approved here)

    FRN 492502

    • Director of firm who is not a certification employee or a SMF manager (9 Oct 2024 to 1 Jul 2025)
  • TALBOT AND MUIR LIMITED (no longer approved here)

    FRN 776228

    • Director of firm who is not a certification employee or a SMF manager (9 Oct 2024 to 1 Jul 2025)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Material risk taker (2 Feb 2023 to 30 Sep 2023)
    • [FCA CF] Manager of certification employee (7 Oct 2022 to 30 Sep 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 1 Oct 2021)
    • CF1 Director (12 Nov 2018 to 8 Dec 2019)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF7 Group Entity Senior Manager (24 Dec 2020 to 25 Sep 2023)
  • INTACT INSURANCE UK LIMITED (no longer approved here)

    FRN 202323

    • SMF11 Chair of the Audit Committee (23 Oct 2020 to 31 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 22 Oct 2020)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF7 Group Entity Senior Manager (19 May 2020 to 25 Sep 2023)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 25 Sep 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 10 Aug 2022)
    • CF1 Director (6 Jun 2019 to 8 Dec 2019)
    • CF3 Chief Executive (20 Jul 2017 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Jul 2017 to 24 Jul 2017)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • SMF1 Chief Executive (9 Dec 2019 to 25 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 Feb 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
    • Responsible for Insurance Mediation (20 Jul 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (20 Jul 2017 to 24 Jul 2017)
    • CF3 Chief Executive (20 Jul 2017 to 8 Dec 2019)
    • CF1 Director (7 Feb 2017 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF3 Executive Director (6 Jun 2019 to 25 Sep 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 25 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
    • CF1 Director (15 Feb 2018 to 9 Dec 2018)
    • Responsible for Insurance Mediation (9 Aug 2017 to 30 Sep 2018)
    • SIMF1 Chief Executive Function (10 Nov 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.