Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2024)
    • [PRA CF] Key function holder (since 1 Jan 2024)
    • SMF7 Group Entity Senior Manager (since 15 Apr 2021)
    • SMF6 Head of Key Business Areas (24 Apr 2019 to 15 Apr 2021)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 26 May 2016)
    • CF1 Director (17 Jan 2014 to 6 Mar 2016)
    • CF29 Significant management (11 Jul 2012 to 12 Feb 2014)
    • SMF7 Group Entity Senior Manager (since 15 Apr 2021)
    • SMF7 Group Entity Senior Manager (since 15 Apr 2021)
    • SMF7 Group Entity Senior Manager (since 15 Apr 2021)
    • SMF9 Chair of the Governing Body (4 Mar 2020 to 19 Apr 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 6 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2021)
    • Responsibility for MCD Intermediation (2 May 2019 to 6 Mar 2020)
    • CF1 Director (28 Mar 2017 to 8 Dec 2019)
    • CF3 Chief Executive (28 Mar 2017 to 16 Jan 2018)
  • Legal & General Financial Advice Ltd (no longer approved here)

    FRN 839860

    • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2021)
    • CF1 Director (30 Sep 2019 to 8 Dec 2019)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF1 Director (17 Jan 2014 to 31 Dec 2016)
  • FAIRMEAD INSURANCE LIMITED (no longer approved here)

    FRN 202050

    • CF1 Director (21 Aug 2012 to 7 May 2015)
    • CF29 Significant management (11 Jul 2012 to 1 Oct 2012)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF1 Director (21 Aug 2012 to 13 Feb 2015)
    • CF29 Significant management (11 Jul 2012 to 1 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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