Legal & General Financial Advice Ltd

• Principal Place of Business

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

  Web

  https://www.legalandgeneral.com/contact-us/

• Complaints Contact

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

• Investment Advice (no pensions)

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alex Campbell

  IRN AXC00386

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 4 Nov 2022)
• Alison Elizabeth Platt

  IRN AEP01020

  • SMF9 Chair of the Governing Body (17 Feb 2020 to 9 Nov 2022)
• Amanda Grice

  IRN AXG00443

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 18 Aug 2021)
• Andrew Harry Randall

  IRN AHR01025

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 28 Feb 2023)
• Andrew Kail

  IRN AXK00165

  • SMF3 Executive Director (19 Apr 2021 to 20 Apr 2022)
• Bernie Hickman

  IRN BLH01027

  • SMF3 Executive Director (20 Apr 2022 to 9 Nov 2022)
  • [FCA CF] Manager of certification employee (2 Mar 2022 to 20 Apr 2022)
• Bianca Smith-Moir

  IRN BXS00262

  • [FCA CF] Significant management (3 Nov 2021 to 7 Sep 2025)
• Candice Hall

  IRN CXH00047

  • [FCA CF] Significant management (1 Apr 2020 to 1 Jan 2024)
• Carole Bateman

  IRN CXB00074

  • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 26 Aug 2022)
• Cheryl Hinton

  IRN CXH01877

  • [FCA CF] Significant management (1 Apr 2020 to 11 Oct 2023)

No changes recorded yet.