Legal & General Financial Advice Ltd

• Principal Place of Business

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

  Web

  https://www.legalandgeneral.com/contact-us/

• Complaints Contact

  4th Floor Chadwick House

  Warwick Road

  Solihull

  West Midlands

  B91 2AA

  UNITED KINGDOM

  Phone

  +4408082913454

• Investment Advice (no pensions)

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Life Policy

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chris Marshall

  IRN CXM01042

  • SMF3 Executive Director (14 Oct 2024 to 27 Feb 2026)
• Chris Mcconnachie

  IRN CXM00309

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 28 Feb 2023)
• Christopher James Knight

  IRN CJK01092

  • SMF3 Executive Director (9 Dec 2019 to 19 Apr 2021)
  • CF1 Director (30 Sep 2019 to 8 Dec 2019)
• Colin Murphy

  IRN CXM01423

  • SMF16 Compliance Oversight (24 May 2022 to 23 Dec 2024)
• Craig Francis Rutter

  IRN CFR01013

  • [FCA CF] Functions requiring qualifications (8 Nov 2022 to 27 Feb 2026)
  • [FCA CF] Manager of certification employee (8 Nov 2022 to 27 Mar 2026)
• Dan Leigh

  IRN DXL00158

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2020)
• Daniel Borrill

  IRN DXB02547

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 7 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
• David Alexander Belsham

  IRN DAB01187

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 3 Jun 2021)
• Des Warr

  IRN DFW00005

  • [FCA CF] Functions requiring qualifications (1 Apr 2020 to 20 Apr 2022)
• Elisabeth Anne Francis

  IRN EXF00189

  • SMF16 Compliance Oversight (since 19 Feb 2025)

No changes recorded yet.