Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Manager of certification employee (since 7 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (1 Jan 2021 to 20 Sep 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 12 Nov 2021)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Aug 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.